4,087 recorded events, 1967–2026, from 19 city data systems. The city's paper trail here is mostly 1,776 HPD complaints, 1,266 311 service requests, 498 HPD housing violations.
Full record, year by year Support this site
A modest record — below the level that usually signals systemic problems. More recorded distress than 67% of 25-99-unit residential buildings citywide. The citywide median for 25-99-unit residential buildings is 23.6 penalty points per 10 units; this building carries 58.1. In ZIP 10031, 40% of residential buildings hold an A and 14% grade D or F. How grades work
Among 17,252 25-99-unit residential buildings citywide · left is less recorded distress, right is more
| Open HPD violations | 6 total — 0 class C (immediately hazardous), 1 class B, 5 class A. Oldest open since 2019-07-29. |
status snapshot refreshed weekly from HPD records
8 heat or hot-water complaints in the last three years (winter 2024–25: 6 · winter 2025–26: 2). Repeated winter clusters suggest a chronic heating problem.
No bedbug-infested units reported in the last three years of filings.
93 service requests in the last three years. Most common: Noise (32) · PAINT/PLASTER (12) · FLOORING/STAIRS (7) · UNSANITARY CONDITION (6) · Illegal Parking (4) · HEAT/HOT WATER (4).
$1,021,004 in permitted construction work filed since 2016 (24 filings with a declared cost) — a rough measure of how actively the owner maintains the building. Permit costs cover filed construction work only — they do not capture routine maintenance or repairs done without a permit.
| Yes | Built before 1974 (1908) |
| Yes | Six or more residential units (33) |
| No | 421-a / J-51 tax benefit on the current tax roll |
2 of 3 signals present. This is the classic profile of a rent-stabilized building (pre-1974, 6+ units) — many units in such buildings remain stabilized. The definitive answer for any unit: request its rent history from NYS Homes & Community Renewal (free, at hcr.ny.gov).
| Registered owner(s) | 138 BROADWAY ASSOCIATES LLC C/O |
| Head officer | STUART D GOLDSTEIN |
| Managing agent | SDG MANAGEMENT CORP. |
| Last registered | 2025-09-11 |
as filed by the owner in the building's HPD registration
| Tax year | City market value | Assessed value |
|---|---|---|
| 2025 | $3,323,000 | $1,495,350 |
| 2026 | $3,742,000 | $1,683,900 |
| 2027 | $3,705,000 | $1,667,250 |
The city's market estimate has risen 11% between tax years 2025 and 2027.
| Energy grade (LL33) | D — ENERGY STAR score 20/100, posted at the entrance by law (2022 disclosure cycle) |
| Heating fuel | NATURALGAS |
| Facade (Local Law 11) | SWARMP — "Safe With A Repair and Maintenance Program": known facade conditions that must be repaired (cycle 9) |
| Restaurant | Cuisine | Grade | Notes |
|---|---|---|---|
| La Flor De Broadway | Latin American | A | Mice evidence |
Report to 311: Food poisoning · Food safety complaint
1 restaurant · 1 with mice evidence · See them on the Mice Map
1 Food Establishment complaint to 311 at this address in the last three years (most often: Food Spoiled) · complaints filed by the public; DOHMH investigates, outcomes aren't published.
Not in the FEMA 1%-annual-chance floodplain (2015 preliminary maps).
Not in a hurricane evacuation zone.
Not in the city's stormwater (cloudburst) flood maps under any modeled scenario.
No street-flooding or sewer-backup complaints on record at this address.
Sources: FEMA flood maps (coastal), NYC DEP Stormwater Flood Maps (cloudburst), NYC hurricane evacuation zones, and 311 records for this address.
| Subway | 137 St-City College — 1 · 150 ft straight-line (about a 1-minute walk) · station accessibility: partial (Uptown only) |
| Bus | Nearest boarding stop: Broadway / W 138 St — M4 M5 · 50 ft |
| Citi Bike | Broadway & W 138 St · 200 ft · station location as of 2026-09-23; live availability |
| School zones (2024–25 map) | Elementary: P.S. 192 Jacob H. Schiff Middle: Harold O. Levy School. Confirm with the DOE's school search. |
Distances are straight-line, not walking routes. Transit locations from the MTA and Citi Bike, bike facilities from NYC DOT, school zones from the DOE's 2024–25 maps.
3393 Broadway
| Heat or hot water | Heat or hot water |
| Apartment maintenance | Apartment maintenance |
| Bed bugs | Bed bugs |
| Residential pests | Residential pests |
| Rats or mice | Rats or mice |
| Food poisoning | Food poisoning |
| Food safety complaint | Food safety complaint |
| Anything else | Anything else |
93 311 service requests from this address in the last three years — 4 of them about heat or hot water.
311 will ask for the address, the apartment if the problem is inside, and what's wrong. Contact details are optional for most complaints; food-poisoning reports can be anonymous. Complaints appear in the city's public 311 data, usually within a day or two, and then in the Live from 311 box on this page.
Managed by SDG MANAGEMENT CORP. — 41 buildings, 1,867 units. Grades across the portfolio: A21 · B20. See the whole portfolio
Most recent mortgage recorded against this lot: $7,000,000 on 2016-11-15 (lender: Signature Bank). Face amount at recording — it may have since been paid down, refinanced or satisfied. View the recorded document.
| Date | Record | Amount | Per res. unit |
|---|---|---|---|
| 2023-06-21 | Agreement $12,706,582 — from 138 BROADWAY ASSOCIATES, L.L.C. to FEDERAL DEPOSIT INSURANCE CORPORATION AS | $12,706,582 | |
| 2020-06-10 | Agreement $13,238,836 — from 138 BROADWAY ASSOCIATES, L.L.C to SIGNATURE BANK | $13,238,836 | |
| 2018-10-31 | AL&R $13,238,836 — from 138 BROADWAY ASSOCIATES L.L.C. to SIGNATURE BANK | $13,238,836 | |
| 2018-10-31 | Agreement $13,238,836 — from 138 BROADWAY ASSOCIATES L.L.C. to SIGNATURE BANK | $13,238,836 | |
| 2016-11-15 | AL&R $7,000,000 — from 138 BROADWAY ASSOCIATES L.L.C. to SIGNATURE BANK | $7,000,000 | |
| 2016-11-15 | Mortgage $7,000,000 — from 138 BROADWAY ASSOCIATES L.L.C. to SIGNATURE BANK | $7,000,000 | |
| 2014-10-21 | Mortgage $4,068,473 — from 138 BROADWAY ASSOCIATES, LLC to SIGNATURE BANK | $4,068,473 | |
| 2014-10-21 | Mortgage $2,431,527 — from 138 BROADWAY ASSOCIATES, LLC to SIGNATURE BANK | $2,431,527 | |
| 2014-10-21 | Agreement $6,500,000 — from 138 BROADWAY ASSOCIATES, LLC to SIGNATURE BANK | $6,500,000 | |
| 2014-10-21 | AL&R $6,500,000 — from 138 BROADWAY ASSOCIATES, LLC to SIGNATURE BANK | $6,500,000 | |
| 2014-10-21 | Agreement $9,668,473 — from 138 BROADWAY ASSOCIATES, LLC; 141 BROADWAY ASSOCIATES, LLC to SIGNATURE BANK | $9,668,473 | |
| 2011-11-02 | AL&R $10,500,000 — from 138 BROADWAY ASSOCIATES, L.L.C.; 141 BROADWAY ASSOCIATES, L.L.C. to CAPITAL ONE, NATIONAL ASSOCIATION | $10,500,000 | |
| 2011-11-02 | Agreement $10,250,000 — from 141 BROADWAY ASSOCIATES, L.L.C.; 138 BROADWAY ASSOCIATES, L.L.C. to CAPITAL ONE, NATIONAL ASSOCIATION | $10,250,000 | |
| 2007-11-28 | Deed $10,000,000 — from HLP 3393 LLC; JGH FLP 3393 LLC to 138 BROADWAY ASSOCIATES, L.L.C. | $10,000,000 | |
| 2005-09-15 | AL&R $2,300,000 — from NORTH FORK BANK to 3393 BROADWAY, LLC | $2,300,000 |
| Year | Construction | Enforcement | Housing & tenants | Ownership & money | Health & systems | Total |
|---|---|---|---|---|---|---|
| 2017 | 4 | 8 | 308 | 0 | 5 | 325 |
| 2018 | 3 | 6 | 78 | 2 | 8 | 97 |
| 2019 | 13 | 1 | 103 | 0 | 14 | 131 |
| 2020 | 8 | 3 | 140 | 1 | 2 | 154 |
| 2021 | 1 | 1 | 109 | 0 | 1 | 112 |
| 2022 | 0 | 3 | 44 | 0 | 17 | 64 |
| 2023 | 0 | 2 | 61 | 1 | 14 | 78 |
| 2024 | 3 | 1 | 56 | 4 | 5 | 69 |
| 2025 | 0 | 2 | 83 | 0 | 7 | 92 |
| 2026 | 0 | 0 | 21 | 0 | 3 | 24 |
Every one of the 4,087 recorded events, 1967–2026, is laid out year by year in the full report (print-ready).
Explore: ZIP 10031 · Landlord rankings · How grades work · The map · The Mice Map