The city's published records show little recorded distress here in the last three years. Less recorded distress than 79% of 25-99-unit residential buildings citywide. The citywide median for 25-99-unit residential buildings is 23.6 penalty
points per 10 units; this building carries 3.1. In ZIP 10075, 82% of residential buildings hold an A and
2% grade D or F.
How grades work
this building
A
B
C
Among 17,252 25-99-unit residential buildings citywide · left is less recorded distress, right is more
Open with the city right now
Open HPD violations
1 total — 0 class C (immediately hazardous), 0 class B, 1 class A. Oldest open since 1981-06-19.
status snapshot refreshed weekly from HPD records
Patterns
8 heat or hot-water complaints in the last three years (winter 2023–24: 8).
4 bedbug-infested unit(s) reported in filings over the last three years.
What 311 hears from this address
37 service requests in the last three years. Most common: Noise (10) · Illegal Parking (6) · Vendor Enforcement (5) · HEAT/HOT WATER (4) · Air Quality (2) · Curb Condition (2).
Filed construction activity
$359,550 in permitted construction work filed since
2016 (5 filings with a declared cost) — a rough measure of how actively
the owner maintains the building. Permit costs cover filed construction work only — they do not
capture routine maintenance or repairs done without a permit.
Rent-stabilization signals
No
Built before 1974 (1977)
Yes
Six or more residential units (34)
No
421-a / J-51 tax benefit on the current tax roll
1 of 3 signals present. Only a partial profile — stabilization is possible but less likely. The definitive answer for any unit:
request its rent history from NYS Homes & Community Renewal (free, at hcr.ny.gov).
Registered with HPD — the names behind the building
Registered owner(s)
401 EAST LLC
Head officer
ROSE CAIOLA
Managing agent
BETTINA EQUITIES MANAGEMENT LLC
Last registered
2025-10-11
as filed by the owner in the building's HPD registration
What the city thinks it's worth
Tax year
City market value
Assessed value
2025
$5,406,000
$2,432,700
2026
$5,747,000
$2,586,150
2027
$5,997,000
$2,698,650
The city's market estimate has risen
11% between tax years 2025 and 2027.
Building systems
Heating fuel
NO2FUEL
Facade (Local Law 11)
SWARMP — "Safe With A Repair and Maintenance Program": known facade conditions that must be repaired (cycle 9)
Flood exposure
Not in the FEMA 1%-annual-chance floodplain (2015 preliminary maps).
Not in a hurricane evacuation zone.
Not in the city's stormwater (cloudburst) flood maps under any modeled scenario.
No street-flooding or sewer-backup complaints on record at this address.
Sources: FEMA flood maps (coastal), NYC DEP Stormwater Flood Maps
(cloudburst), NYC hurricane evacuation zones, and 311 records for this address.
Getting around
Subway
72 St — Q · 0.3 mi straight-line (about an 8-minute walk) · station accessibility: full
Bus
Nearest boarding stop: 1 Av / E 75 St — M15 · 450 ft
Citi Bike
E 77 St & 1 Ave · 100 ft · station location as of 2026-09-23; live availability
Distances are straight-line, not walking routes. Transit locations from the MTA and
Citi Bike, bike facilities from NYC DOT, school zones from the DOE's 2024–25 maps.
37 311 service requests from this address in the last three years — 4 of them about heat or hot water.
311 will ask for the address, the apartment if the problem is inside, and what's wrong.
Contact details are optional for most complaints; food-poisoning reports can be anonymous. Complaints
appear in the city's public 311 data, usually within a day or two, and then in the Live from 311 box
on this page.
Most recent mortgage recorded against this lot: $1,958,829 on
2022-02-07 (lender: JPMorgan Chase Bank, N.A.). Face amount at recording — it may have since been paid
down, refinanced or satisfied. View the recorded
document.
Date
Record
Amount
Per res. unit
2022-02-07
Mortgage $1,958,829 — from 401 EAST, LLC to JPMORGAN CHASE BANK, N.A.
$1,958,829
2022-02-07
Agreement $4,300,000 — from JPMORGAN CHASE BANK, N.A. to 401 EAST, LLC
$4,300,000
2013-04-17
Mortgage $989,420 — from 401 EAST, LLC to BERKADIA COMMERCIAL MORTGAGE LLC
$989,420
2013-04-17
Agreement $2,900,000 — from 401 EAST, LLC to BERKADIA COMMERCIAL MORTGAGE LLC
$2,900,000
2004-01-21
Agreement $2,250,000 — from 401 EAST, LLC to WASHINGTON MUTUAL BANK, FA
$2,250,000
2004-01-21
Mortgage $703,055 — from 401 EAST, LLC to WASHINGTON MUTUAL BANK, FA
$703,055
1999-05-03
Mortgage $45,013 — from 401 EAST LLC. to DIME SAVINGS BANK OFNEW YORK
$45,013
1985-07-10
Mortgage $1,088,398 — from CAIOLA, SAL to DIME SAVINGS BANK/NY
$1,088,398
Ten-year activity
50250
2017
2018
2019
2020
2021
2022
2023
2024
2025
25
2026
ConstructionEnforcementHousing & tenantsOwnership & moneyHealth & systems
Show as table
Year
Construction
Enforcement
Housing & tenants
Ownership & money
Health & systems
Total
2017
0
2
6
0
2
10
2018
5
2
6
0
4
17
2019
1
2
6
0
4
13
2020
0
0
12
0
2
14
2021
0
0
16
0
3
19
2022
0
0
13
3
1
17
2023
0
0
15
0
1
16
2024
0
0
14
0
3
17
2025
3
0
8
0
1
12
2026
2
1
21
1
0
25
This record is free. Keeping it free costs money. Servers, data pipelines, weekends. Pay what you want — a dollar helps.
2025-09-17311: Noise — Noise: Jack Hammering (NC2)
2025-09-03Job filed: Installation of tie-backs to laterally brace the party wall at 1480 1st Avenue, to facilitate the full demolition of the building at 1482 1st Avenue.$50,000
2025-06-12Job filed: Installation of tie-backs to laterally brace the party wall at 1480 1st Avenue, to facilitate the full demolition of the building at 1482 1st Avenue.$50,000
2025-05-22311: Hazardous Materials — Oil Spill On Street, Large (HQL)
2024
2024-12-17Bedbug filing: 0 infested units
2024-12-14Boiler inspection
2024-11-20311: Lead — Lead Kit Request (Residential) (L10)
2024-11-13311: Curb Condition — Broken Curb
2024-10-04311: Water System — Hydrant Leaking (WC1)
2024-07-24311: Missed Collection — Recycling - Paper
2018-09-28Job filed: FISP REPAIRS TO INCLUDE MISCELLANEOUS BRICK REPLACEMENT & REPOINTING, RAILING MODIFICATION WITH EXTENSION TO 42'. NO CHANGE IN USE, EGRESS OR OCCU$104,775
2018-09-28Job filed: FISP REPAIRS TO INCLUDE MISCELLANEOUS BRICK REPLACEMENT & REPOINTING, RAILING MODIFICATION WITH EXTENSION TO 42". NO CHANGE IN USE, EGRESS OR OCCU$104,775
2018-09-26311: Request Large Bulky Item Collection — Request Large Bulky Item Collection
2018-09-19Permit Sidewalk Shed — Signed-off
2018-09-18Job filed: Installation of temporary sidewalk shed per plan submitted. Work shall comply with 2014 building codes chapter 33. No change in use, egress and/or occ
2018-08-07311: Air Quality — Air: Odor/Fumes, Vehicle Idling (AD3)
2013-04-17Mortgage assigned — from FEDERAL DEPOSIT INSURANCE CORPORATION to FANNIE MAE
2013-04-17Mortgage assigned — from FANNIE MAE to BERKADIA COMMERCIAL MORTGAGE LLC
2013-04-17Mortgage $989,420 — from 401 EAST, LLC to BERKADIA COMMERCIAL MORTGAGE LLC$989,420
2013-04-17Agreement $2,900,000 — from 401 EAST, LLC to BERKADIA COMMERCIAL MORTGAGE LLC$2,900,000
2013-04-17Mortgage assigned — from BERKADIA COMMERCIAL MORTGAGE LLC to FANNIE MAE
2013-04-09Permit EW — ISSUED
2013-03-29Permit EQ — ISSUED
2013-01-23Facade (LL11) filing, cycle 7: SAFE
2013-01-22311: Emergency Response Team (ERT) — After Hours Work - Illegal
2013-01-22311: Noise — Noise: Jack Hammering (NC2)
2013-01-22DOB complaint, category ?
2013-01-10Permit EW — ISSUED
2012
2012-12-11Job filed: FACADE RESTORATION AS PER PLANS FILED INCLUDING CONCRETE PATCH WORK,A/C SLEEVE REPLACEMENT AND LINTEL REPAIR. NO CHANGE IN USE EGRESS OR OCCUPANCY.$14,250
2012-10-27311: General Construction/Plumbing — Sidewalk Shed/Pipe Scafford - Inadequate Defective/None
2012-10-27DOB complaint, category ?
2012-10-17Permit EQ — ISSUED
2012-10-17Job filed: INSTALLATION OF SIDEWALK SHED AS PER PLANS. WORK SHALL COMPLY WITH 2008 BUILDING CODE CHAPTER 33. NO CHANGE IN USE, EGRESS OR OCCUPANCY.
2012-10-17Job filed: INSTALLATION OF SIDEWALK SHED AS PER PLANS. WORK SHALL COMPLY WITH 2008 BUILDING CODE CHAPTER 33. NO CHANGE IN USE, EGRESS OR OCCUPANCY.
2010-04-06311: Water System — Defective Street Cut (WZZ1)
2010-03-22DOB violation E:
2008
2008-06-02DOB violation E:
2007
2007-07-06Facade (LL11) filing, cycle 6: SAFE
2006
2006-04-05Facade (LL11) filing, cycle 6: SAFE
2005
2005-11-29DOB violation E:
2005-01-30Tenant complaint: HEATING — HEAT RELATED
2005-01-30Tenant complaint: HEATING — HEAT RELATED
2005-01-30Tenant complaint: HEATING — HEAT RELATED
2005-01-24Tenant complaint: HEATING — HEAT RELATED
2004
2004-01-21Agreement $2,250,000 — from 401 EAST, LLC to WASHINGTON MUTUAL BANK, FA$2,250,000
2004-01-21Mortgage $703,055 — from 401 EAST, LLC to WASHINGTON MUTUAL BANK, FA$703,055
2004-01-21TL&R — from 401 EAST, LLC to WASHINGTON MUTUAL BANK, FA
2003
2003-12-11ECB Non-Hazardous violation: USE OR ISNTALLTION OF PLUMBING MATERIALS OR EQUIPMENT WHICH DO NOT COMPLY WITH RS-16.LOCATION:BASEMENT LAUNDRY ROOM. 2 COMMERIC
2003-12-11ECB Non-Hazardous violation: SPRINKLER INSTALLATION NOT IN ACCORDANCE WITH RS-17-2.LOCATION:BASEMENT LAUNDRY ROOM.NO SPRINKLER HEAD INSTALLED IN COMMERICAL USE
2003-12-10DOB complaint, category ?
2003-07-30DOB violation E:
2002
2002-07-02DOB violation E: 1P31215
2001
2001-04-06DOB violation E: 1P31215
2000
2000-06-23Permit EW — ISSUED
2000-05-25Permit EW — ISSUED
2000-05-17Job filed: ABANDON BURIED 2000 GALLON F.O. TANK. INSTALL REPLACEMENT 1080 GALLON ABOVVEGROUND FUEL OIL TANK AND TANK ENCLOSURE. NO CHANGE IN USE,EGRESS OR OCCUPA$10,000
1999
1999-10-25DOB violation E: 1P31215
1999-05-03Mortgage $45,013 — from 401 EAST LLC. to DIME SAVINGS BANK OFNEW YORK$45,013
1999-05-03Agreement — from 401 EAST LLC to DIME SAVINGS BANK OFNEW YORK
1999-04-14Permit EQ — ISSUED
1998
1998-06-03Deed — from CAIOLA, SAL to 401 EAST LLC
1994
1994-09-21DOB violation E:
1994-09-01DOB violation LL6291:
1994-03-25Agreement — from CAIOLA, SAL to DIME SAVINGS BANK OFNEW YORK
1994-03-25Mortgage assigned — from NATIONAL MORTGAGE ASSOCIATION to DIME SAVINGS BANK OFNEW YORK
1992
1992-08-24SAGE — from STERLING NATL BK & TR CO
1990
1990-04-23Mortgage assigned — from STERLING NATIONAL BKETC to CAIOLA, ROSEMARIE; CAIOLA, SAL
1989
1989-07-26DOB violation E: (57) REMOVE WATER (74) POST NAME OF ELEVATOR CO (74) CAR TOP CLEAN (74) TOP EX COVER SECURE
1989-01-04Mortgage assigned — from DIME SAVINGS BK NY to FEDERAL NATL MTGE ASSN
1985
1985-07-10Mortgage assigned — from FOURTH FEDL S&L ASSN/NY to DIME SAVINGS BANK/NY
1985-07-10Mortgage assigned — from CAIOLA, SAL to DIME SAVINGS BANK/NY
1985-07-10Mortgage $1,088,398 — from CAIOLA, SAL to DIME SAVINGS BANK/NY$1,088,398
1983
1983-04-04Mortgage assigned — from STERLING NAT'L BK&TRETC to SECOND GENERATION ETC.
1982
1982-06-08Mortgage assigned — from CAIOLA, SAL; CAIOLA, BENNY JR. to STERLING NATIONAL BKETC
1981
1981-06-19HPD class A: SECTION 300 M/D LAW FILE PLANS AND APPLICATION AND LEGALIZE THE FOLLOWING ALTERATION OR RESTORE TO THE LEGAL CONDITION EXISTING PRIOR TO THE
1977
1977-09-02Mortgage assigned — from CENTRAL SAVINGS BANK to FOURTH FED S/L ASSNNY
1977-09-02Agreement — from CAIOLA, SAL to FOURTH FED S/L ASSNNY
1977-09-02Mortgage assigned — from LEHR, LEWIS EX; ROSENBLUM, EVE; COOPERMAN, HERBERT D; COOPERMAN, IRVING; LEHR, JANET EX to FOURTH FED S/L ASSNNY
1977-01-19Deed — from COOPERMAN, HERBERT D; LEHR, LEWIS EX; LEHR, JANET EX; ROSENBLUM, EVE; COOPERMAN, IRVING to CAIOLA, SAL
1977-01-19Mortgage — from CAIOLA, SAL to ROSENBLUM, EVE; COOPERMAN, IRVING; LEHR, JANET EX; LEHR, LEWIS EX; COOPERMAN, HERBERT D
1967
1967-05-08Deed — from 1480 REALTY CORP to ROSENBLUM, EVE; COOPERMAN, IRVING; COOPERMAN, HERBERT D
1967-05-08Mortgage — from ROSENBLUM, EVE; COOPERMAN, HERBERT D; COOPERMAN, IRVING to CENTRAL SAVINGS BK NYC
1967-05-08Mortgage — from COOPERMAN, HERBERT D; COOPERMAN, IRVING; ROSENBLUM, EVE to CENTRAL SAVINGS BK NYC